Faculty Records

Warning

Do not follow the records retention schedule to destroy records that are currently part of–or you are aware that they are going to be part of–any legal action or proceeding, litigation, audit, investigation, or review. For more information, see the Subpoenas for University Records Policy.

Faculty Personnel Records

Schedule Number
210

These records document individual faculty work histories and may include, but are not limited to: job descriptions, applications and search records, CVs, correspondence, personnel actions, performance evaluations, commendations, reprimands, and various personnel forms. The inclusion of additional records may be determined by each school. Faculty status is defined by each school.

Faculty personnel records do not include: appointment, tenure, and promotion records and course evaluations, which are covered in Faculty Appointment, Tenure, and Promotion Records.

Faculty Personnel Records info
Record HolderRetention PeriodDisposition
Official Copy School (See Notes)

Tenured faculty (or equivalent): Permanent

Non-tenured faculty (or equivalent): At least the duration of the faculty member’s time at Tufts plus seven years (separation + 7 years)

Manage in the Dean’s Office/Faculty Affairs Office or discuss with the Tufts Archival Research Center.

Official Copy Office of the Provost (See Notes)

Tenured faculty (or equivalent): At least the duration of the faculty member’s time at Tufts plus seven years (separation + 7 years)

Non-tenured faculty (or equivalent): At least the duration of the faculty member’s time at Tufts plus seven years (separation + 7 years)

Confidential destruction 

Official Copy Human Resources

At least the duration of the faculty member’s time at Tufts plus seven years (separation + 7 years)

Confidential destruction 

Unofficial Copy Academic Departments and Programs

See Notes

See Notes

Notes

Faculty status is defined by each school. Schools may articulate different responsibilities for the management and retention of faculty personnel records among their offices and departments, typically making a distinction between academic departments and the Dean’s Office. If schools have different retention periods for their different types of faculty or make distinctions about responsibilities among their offices and departments, they must document these retention periods and responsibilities in a written policy. Schools must share this policy with the Office of the Provost and the Tufts Archival Research Center. The Office of the Provost may retain faculty personnel files longer than the minimum retention period for specific business needs.

References
None
Approved
Digital Collections and Archives, Office of the Provost, and University Counsel
Effective Date
Updated

International Faculty Immigration Records

Schedule Number
215

These records refer to documents issued and retained in order to facilitate initial and ongoing immigration sponsorship and advisement of non-immigrant international faculty. Such documents may include, but are not limited to, visa certificates (DS-2019s), passport and visa copies, I-94 admission records, change of status notices, labor condition applications, employment authorization documents, USCIS applications and notices, and other supporting documents including internal data collection forms, employment letters, wage determinations, and other related records.

International Faculty Immigration Records info
Record HolderRetention PeriodDisposition
Official Copy International Center

Separation or end of immigration sponsorship by the University + 5 years

Confidential destruction 

Unofficial Copy Departments and Offices

Separation or until documents are no longer needed (whichever comes first)

Confidential destruction 

Notes

None

References
None
Approved
International Center, University Counsel, and Digital Collections and Archives
Effective Date

Faculty Appointment, Tenure, and Promotion Records

Schedule Number
220

These records document new appointments as well as the periodic consideration of faculty who are eligible for changes in rank, tenure status, and/or pay and may include, but are not limited to: pre-tenure reviews; promotion and tenure dossiers compiled and presented by the faculty; current position description; current curriculum vitae or resume; letters of evaluation; activity summary and evaluations of teaching, curriculum development and advising from students, participants/clients, and peers; committee findings; committee signature sheets; recommendations of administrative superiors; and related documentation and correspondence.

Faculty Appointment, Tenure, and Promotion Records info
Record HolderRetention PeriodDisposition
Official Copy School (See Notes)

Successful tenure and promotion cases: The duration of the faculty member’s time at Tufts plus seven years (separation + 7 years)

Unsuccessful or withdrawn tenure and promotion cases: The greater of (a) case closed + 12 years and (b) the duration of the faculty member’s time at Tufts plus seven years (separation + 7 years)

Confidential destruction

Official Copy Office of the Provost

Successful tenure and promotion cases: The duration of the faculty member’s time at Tufts plus seven years (separation + 7 years)

Unsuccessful or withdrawn tenure and promotion cases: The greater of (a) case closed + 12 years and (b) the duration of the faculty member’s time at Tufts plus seven years (separation + 7 years)

Confidential destruction

Unofficial Copy Tenure and Promotion Committee Members

Determined by School

Determined by School

Notes

Schools may articulate different responsibilities for the management and retention of tenure and promotion records among their offices and departments, typically making a distinction between academic departments and the Dean’s Office. If schools make these distinctions, they must document these responsibilities in a written policy. Schools must share this policy with Office of the Provost and the Tufts Archival Research Center.

References
None
Approved
Digital Collections and Archives, Office of the Provost, and University Counsel
Effective Date
Updated

Faculty Search Records

Schedule Number
230

These records document the selection process for academic positions and may include, but are not limited to: applications; curriculum vitae or resumes; academic transcripts; writing samples; publications; position announcements and descriptions; candidate lists; and related correspondence such as cover letters and reference letters. Faculty status is defined by each school, and this policy applies regardless of appointment type.

Faculty search records do not include: Affirmative Action records, which are covered in Affirmative Action and Equal Opportunity Records.

Faculty Search Records info
Record HolderRetention PeriodDisposition
Official Copy School (See Notes)

Successful candidates: Permanent. File search records with the faculty member’s personnel records

Unsuccessful candidates: Completion of search +7 years

Successful candidates: Manage in the Dean’s Office/Faculty Affairs Office or discuss with the Tufts Archival Research Center

Unsuccessful candidatesConfidential destruction

Unofficial Copy Search Committee Members

Determined by School

Determined by School

Notes

Schools may articulate different responsibilities for the management and retention of search records among their offices and departments, typically making a distinction between academic departments and the Dean’s Office. If schools make these distinctions, they must document these responsibilities in a written policy. Schools must share this policy with the Office of the Provost and the Tufts Archival Research Center.

References
None
Approved
Digital Collections and Archives, Office of the Provost, and University Counsel
Effective Date
Updated

Course Evaluations

Schedule Number
240

These records include the original forms used by students to evaluate courses, copies of evaluations, and evaluation summaries.

Course Evaluations info
Record HolderRetention PeriodDisposition
Official Copy Academic Department or Program

Determined by School

Determined by School

Unofficial Copy N/A

N/A

N/A

Notes

None

References
None
Approved
Digital Collections and Archives
Effective Date
Updated

Affirmative Action and Equal Opportunity Records

Schedule Number
250

These records document review of all stages of recruitment and hiring by the Office of Equal Opportunity and may include, but are not limited to: Affirmative Action reports and related documentation and correspondence.

Affirmative Action and Equal Opportunity Records info
Record HolderRetention PeriodDisposition
Official Copy School

Successful candidates: Permanent

Unsuccessful candidates: Permanent

Manage in Interfolio or discuss with Tufts Archival Research Center

Unofficial Copy N/A

N/A

N/A

Notes

None

References
None
Approved
Digital Collections and Archives, Office of the Provost, and University Counsel
Effective Date
Updated

Funded Grant Proposals

Schedule Number
310

These records document funded grant proposals. These records may include but are not limited to an Internal Sponsored Coordination Form, Sponsored Research Project Coordination Form, or Grant/Contract Application Processing Form; a grant proposal narrative, budget, application form, and letters of support; notice of award from funding entity; Tufts Internal Notice of Award Form; Agreements/Contracts; F&A Tree Information Form; no-Cost Extension Forms; progress and final reports; Close Notices; and related correspondence (see Notes).

Funded Grant Proposals info
Record HolderRetention PeriodDisposition
Official Copy Pre-Award Research Administration, Office of the Vice Provost for Research

Paper: Submission of final report plus 3 years, with exceptions (see Notes)

Electronic: Permanent

Paper: Confidential Destruction

Electronic: Retain in RAS

Unofficial Copy Departments and Offices

N/A

N/A

Notes

A retention period longer than 3 years may be required by award terms and conditions or federal regulations, or may otherwise be required by law or legal process. Email is retained for 30 days after employee departure or termination unless manually exported from Outlook

References
University Records Policy; 2 CFR § 200.33
Approved
Office of Research Administration, Office of the Vice Provost for Research; University Counsel; and Digital Collections and Archives
Effective Date
Updated